Financial Services
Always be audit-ready by achieving 100% compliance, 100% of the time.
Operate with confidence and build trust with customers by ensuring their critical financial transactions and data are safe and secure.
Highly regulated industries like financial services face constant risk of audit gaps and struggle to keep pace with evolving regulatory and environmental requirements.
Core solutions
Compliance OS™ agents continuously collect evidence, surface control gaps across any framework, and guide remediation so operations remain secure and uninterrupted.
Respond to Disparate Frameworks
Crossmap and manage CRI, PCI, DORA, SOC 2, and 50+ other cyber compliance frameworks to scale with product and application growth.
Solve for Siloed Spreadsheets
Eliminate tedious, manual spreadsheet maintenance with automated evidence collection and reporting.
Manage Complex Tech Stacks
Meet all regulatory mandates, in any environment, including on-prem, multi-cloud, and hybrid.
With Cav, we have saved $2M and cut audit response time to days while reducing risk.
CISO Global 500 Fintech Provider
Core Capabilities
Compliance OS™ leverages agentic AI to solve for the rising complexities and costs prevalent among legacy governance, risk and compliance frameworks.
Dynamic, Continuous Control Models
LLMs and Retrieval Augmented Generation (RAG) efficiently customize control models with proprietary data, InfoSec policies, and frameworks.
Faster Integrations & Evidence Collection
Model Context Protocol (MCP) accelerates integrations and evidence collection across thousands of controls with complete traceability.
Agentic Co-Pilots to Continuously
AI agents connect directly to an organization’s data and tools to automate complex, repetitive, and manual tasks, significantly reducing human cognitive load and duplicative efforts. Teams are freed to focus on high-value work, while measurably reducing operating costs.
Got a question?
Frequently Asked Questions
How does Cav ensure compliance with complex and evolving regulations?
With Compliance OS™, organizations achieve continuous cyber compliance with the automation of control mapping, evidence collection, and ongoing monitoring across key regulations and frameworks as well as sector-specific mandates in cloud, on‑prem, and hybrid environments.
How does Cav handle sensitive and classified information?
Cav leverages the right product mix and years of experience to serve customers in air-gapped, on premise, and bespoke deployment ecosystems. Whether classified or CUI, in our DNA is security. Talk to our team for more specifics.
How long does it take to implement Compliance OS™?
Compliance OS™ can typically be deployed in organizations within one month, with minimal training required for onboarding.
What team members benefit most from Compliance OS™?
Compliance OS™ benefits the entire organization with increased productivity and efficiency. CIOs, CISOs, AOs, and Commanders benefit from peace of mind that their governance, risk, and compliance operations are accurate, while field teams benefit from time and mindshare freed from manual tasks that can be redirected to more informed, higher-value work.
How can our team train our Compliance OS™ agents?
Compliance OS™ agents are supervised by organizations' team members, who can inform actions resulting from automated processes, integrated systems, third-party applications, and auditable outputs. We leverage both deterministic and non-deterministic methods to deliver the highest accuracy compliance. Not all agents are "black boxes."
Blog Post Cloudy With a Chance of Risk: FinServ Compliance in a Hybrid, Multi-cloud World
A quick look at the implications of a multi-cloud strategy for financial services cyber compliance.](https://cavhq.ai/blog/cloudy-with-a-chance-of-risk-finserv-compliance-in-a-hybrid-multi-cloud-world) Blog Post Continuous ATO – Worth the Effort
Continuous ATO streamlines traditional ATO with real-time monitoring, automation, and enhanced security. Blog Post ATO Then and Now
Revisiting the Cav Tech Talk at RMCS 25 White Paper ATO Acceleration - A Practical Guide
A quick look at the implications of a multi-cloud strategy for financial services cyber compliance. Solution Brief Leveraging Cav technology to enable continuous ATO.
Federal agencies often struggle with the lengthy and manual Authority to Operate (ATO) process, which can stretch beyond 24 months. Traditional methods, relying on spreadsheets and personnel effort, are inefficient and costly.